Insights - Financial Education Professionals

Hello compliance, my new friend

Now, more than ever, it’s time to energise and uplift this important role. This is the new look of compliance.

Only the best of the best can be considered for Responsible Manager status.

What path do your Responsible Managers follow to secure victory for your organisation?

It has never been more important to have the right Responsible Manager's in place.

The role of climate-related financial reporting and it is clear that it is no longer a ‘nice to have’.

There are strict rules that relate to the advertising of financial products and services and it can be easier than you think to step over the line.

Ensure that your business will continue to operate effectively and efficiently through any departure.

Welcome to the age when strong compliance and practical risk management secures victory for licensees.

We’ve put together our top five tips for handling key person risk.

CPD should deliver the right blend of technical, communication and strategic thinking skills at regular intervals throughout the year.

Pardon the pun, but FAR is near! We provide some tips to consider as you finalise your FAR implementation strategy.

The reality is that non-financial risks have very real financial implications for companies, their investors and their customers.