FEP Insights
Regulatory Trends in 2022
Check out our top picks for what might keep risk and compliance leaders busy.
Whistling While You Work
In light of ASIC calling on Australian CEOs to review whistleblower policies, now is the time to ensure you comply with the rules.
How to Safely Navigate Insurance Sales Regulations
Planning ahead and preparing your compliance resources will be critical to navigating your path to success.
Would your ethics training pass the sunlight test?
Would I do the same thing if I knew my actions would feature in the headlines of tomorrow’s news?
Reflections on BEAR! What have we learned from banking accountability?
We take a look at BEAR to find out what lessons can be taken into the future of financial services.
FAR-out! Preparing for the new accountability regime
With the right oversight, your organisation can transition to a new era of accountability and responsible conduct.
Three steps to compliance heaven
With the right education partner, you can make regular training something your leaders aspire to.
DDO: Design and Distribution Obligations
How will you be affected & what do the rules mean for your organisation & how it deals with its customers?
AFSL legislation updates & what you need to know
We look at the key regulatory items contained within the government’s financial services reform bills.
Braving the AML storm swirling on the horizon
There is a perfect storm swirling on the horizon, and the right response is to plan to build a windmill not a wall.
Mortgage Best Interests Duty 101
We break down the basics of the best interests duty and how you can demonstrate your compliance. Check out our tips for success.
What the Simpsons Can Teach Us About Organisational Culture
Much like the escalator to nowhere, an organisation in which no-one takes ownership or accountability for their decisions will become a place of continuous escalation.